Readings

Required Texts

Buy at Amazon Alagappa, Muthiah, ed. Asian Security Practice: Material and Ideational Influences. Stanford, CA: Stanford University Press, 1998. ISBN: 9780804733472.

Buy at Amazon Pempel, T. J., ed. Remapping East Asia: The Construction of a Region. Ithaca, NY: Cornell University Press, 2005. ISBN: 9780801489099.

Buy at Amazon Pyle, Kenneth B. Japan Rising: The Resurgence of Japanese Power and Purpose. New York, NY: PublicAffairs, 2008. ISBN: 9781586485672.

Buy at Amazon Samuels, Richard J. Securing Japan: Tokyo's Grand Strategy and the Future of East Asia. Ithaca, NY: Cornell University Press, 2008. ISBN: 9780801474903.

Buy at Amazon Smith, Sheila A. Shifting Terrain: The Domestic Politics of the U.S. Military Presence in Asia. Honolulu, HI: East-West Center, Special Reports, no. 8, March 2006. ISBN: 9780866382038.

Readings by Session

Books marked [P] are eligible to be chosen by students to write a précis (a very concise summary) as their first assignment.

SES # TOPICS AND DESCRIPTIONS READINGS
I. Historical and theoretical background
1

Japan and the old world orders

Modernizing Japan, imperial Japan, and client Japan. Relations between Japan and the great powers past and present: China, Russia, Great Britain, and the United States.

Required readings

Buy at Amazon Suganami, Hidemi. "Japan's Entry into International Society." Chapter 12 in The Expansion of International Society. Edited by Hedley Bull and Adam Watson. Oxford, UK: Oxford University Press, 1985. ISBN: 9780198219972.

Buy at Amazon Pyle, Kenneth B. Japan Rising: The Resurgence of Japanese Power and Purpose. New York, NY: PublicAffairs, 2008, chapters 1-4. ISBN: 9781586485672.

Suggested readings

Buy at Amazon Barnhardt, Michael A. Japan Prepares for Total War: The Search for National Security, 1919-1941. Ithaca, NY: Cornell University Press, 1988. ISBN: 9780801495298. [P]

Buy at Amazon Dudden, Alexis. Japan's Colonization of Korea: Discourse and Power. Honolulu, HI: University of Hawaii Press, 2004. ISBN: 9780824828295. [P]

Buy at Amazon Morley, James William, ed. Japan Erupts: The London Naval Conference and the Manchurian Incident, 1928-1932. New York, NY: Columbia University Press, 1984. ISBN: 9780231057820. [P]

Buy at Amazon Ike, Nobutaka. Japan's Decision for War: Records of the 1941 Policy Conferences. Stanford, CA: Stanford University Press, 1967. ISBN: 9780804703055. [P]

Buy at Amazon Lim, Robyn. The Geopolitics of East Asia. London, UK: Routledge, 2005. ISBN: 9780415360302. [P]

Buy at Amazon Mahan, Alfred Thayer. The Problem of Asia and Its Effect Upon International Policies. New Brunswick, NJ: Transaction Publishers, 2003. ISBN: 9780765805249.

2

Japan and old new world orders

Can we derive lessons from the creation of previous world orders? Does IR theory help? How do they each apply to Japanese history?

Required readings

Buy at Amazon Iriye, Akira. Japan and the Wider World: From Mid-nineteenth Century to the Present. London, UK: Longman, 1997, chapters 1-7. ISBN: 9780582210530.

Buy at Amazon Pyle, Kenneth B. Japan Rising: The Resurgence of Japanese Power and Purpose. New York, NY: PublicAffairs, 2008, chapters 5-6. ISBN: 9781586485672.

Buy at Amazon Gilpin, Robert. War and Change in World Politics. Cambridge, UK: Cambridge University Press, 2008, pp. 25-49 and chapters 3-4. ISBN: 9780521273763.

Jervis, Robert. "Security Regimes." International Organization 36, no. 2 (1982): 357-378.

Buy at Amazon Alagappa, Muthiah. "International Politics in Asia: The Historical Context." Chapter 2 in Asian Security Practice: Material and Ideational Influences. Edited by Muthiah Alagappa. Stanford, CA: Stanford University Press, 1998. ISBN: 9780804733472.

Buy at Amazon Samuels, Richard J. Securing Japan: Tokyo's Grand Strategy and the Future of East Asia. Ithaca, NY: Cornell University Press, 2008, chapter 1. ISBN: 9780801474903.

Suggested readings

Buy at Amazon Jervis, Robert. "From Balance to Concert: A Study of International Security Cooperation." In Cooperation Under Anarchy. Edited by Kenneth Oye. Princeton, NJ: Princeton University Press, 1986, pp. 58-79. ISBN: 9780691022406.

Kindleberger, Charles. "The Rise of Free Trade in Western Europe, 1820-1875." Journal of Economic History 35, no. 1 (1975): 20-55.

Buy at Amazon Bull, Hedley. The Anarchical Society: A Study of Order in World Politics. 3rd ed. New York, NY: Columbia University Press, 2002. ISBN: 9780231127639. [P]

Buy at Amazon Jack Snyder. Myths of Empire: Domestic Politics and International Ambition. Ithaca, NY: Cornell University Press, 1993, chapters 4 and 8. ISBN: 9780801497643. [P]

3

Conceiving security, grand strategy, and technology

How are doctrine, technology and national security linked? What is the origin of national security strategy? What is the strategic relationship of the military and civilian economies?

Required readings

Johnston, Alistair Iain. "Thinking about Strategic Culture." International Security 19, no. 4 (1995): 32-64.

Buy at Amazon Alagappa, Muthuiah. "Rethinking Security: A Critical Review and Appraisal of the Debate." Chapter 1 in Asian Security Practice: Material and Ideational Influences. Edited by Muthiah Alagappa. Stanford, CA: Stanford University Press, 1998. ISBN: 9780804733472.

Buy at Amazon Gilpin, Robert. War and Change in World Politics. Cambridge, UK: Cambridge University Press, 2008, chapter 6. ISBN: 9780521273763.

Buy at Amazon Samuels, Richard J. "Rich Nation, Strong Army": National Security and Japan's Technological Transformation. Ithaca, NY: Cornell University Press, 1996, chapter 1. ISBN: 9780801499944.

Buy at Amazon Brooks, Stephen G. Producing Security: Multinational Corporations, Globalization, and the Changing Calculus of Conflict. Princeton, NJ: Princeton University Press, 2007, chapters 1-4. ISBN: 9780691130316.

Suggested readings

Huntington, Samuel P. "America's Changing Strategic Interests." Survival 33, no. 1 (1991): 3-17.

Buy at Amazon McNeill, William H. The Pursuit of Power: Technology, Armed Force, and Society since A.D. 1000. Chicago, IL: University of Chicago Press, 1982. ISBN: 9781597402903. [P]

Buy at Amazon Nef, John U. War and Human Progress. New York, NY: W. W. Norton, 1968. ISBN: 9780393004687. [P]

Buy at Amazon List, Friedrich. The National System of Political Economy. Vol. 1. New York, NY: Cosimo Classics, 2006. ISBN: 9781596059528. [P]

Buy at Amazon ———. The National System of Political Economy. Vol. 2. New York, NY: Cosimo Classics, 2005. ISBN: 9781596055438. [P]

Buy at Amazon ———. The National System of Political Economy. Vol. 3. New York, NY: Cosimo Classics, 2005. ISBN: 9781596055445. [P]

II. Inside the Japanese system
4

Domestic politics and Japanese security

Domestic institutions of defense policymaking and diplomacy. To what extent do values, norms, and ideas drive strategic choices in Japan? And where do they come from? Do they shape institutions or are they shaped by them?

Required readings

Katzenstein, Peter J. Cultural Norms and National Security: Police and Military in Postwar Japan. Ithaca, NY: Cornell University Press, 1996, chapters 2 and 3.

Buy at Amazon Samuels, Richard J. "Rich Nation, Strong Army": National Security and Japan's Technological Transformation. Ithaca, NY: Cornell University Press, 1996, chapter 9. ISBN: 9780801499944.

Shibuichi, Daiki. "The Yasukuni Shrine Dispute and the Politics of Identity in Japan: Why All the Fuss?" Asian Survey 45, no. 2 (2005): 197-215.

Wakamiya, Yoshibumi, and Tsuneo Watanabe. "Yasukuni, War Responsibility, and Japan's Diplomacy." Japan Echo 33 (April 2006): 10-15.

Buy at Amazon Soeya, Yoshihide. "Japan: Normative Constraints versus Structural Imperatives." Chapter 5 in Asian Security Practice: Material and Ideational Influences. Edited by Muthiah Alagappa. Stanford, CA: Stanford University Press, 1998. ISBN: 9780804733472.

Suggested readings

Green, Michael J. "State of the Field Report: Research on Japanese Security Policy." AccessAsia Review 2, no. 1 (September 1998).

Hughes, Llewelyn. "Why Japan Won't Go Nuclear (yet) — an Examination of the Domestic and International Constraints on the Nuclearization of Japan." International Security 31, no. 4 (2007): 67-96.

Mochizuki, Mike M. "Japan Tests the Nuclear Taboo." Nonproliferation Review 14, no. 2 (2007): 303-328.

Kamiya, Matake. "Nuclear Japan: Oxymoron or Coming Soon?" The Washington Quarterly 26, no. 1 (Winter 2002-2003): 63-75.

Buy at Amazon Swaine, Michael D., et al. Japan and Ballistic Missile Defense. Santa Monica, CA: Rand, 2001. ISBN: 9780833030207.

5

Japan's security policy

How have bureaucrats and politicians interacted and how have they maintained control of the Japanese military?

Required readings

Feaver, Peter E. "The Civil-Military Problematique: Huntington, Janowitz, and the Question of Civilian Control." Armed Forces and Society 23 (1996): 149-178.

Frühstück, Sabine, and B. A. Eyal. "'Now We Show It All!' Normalization and the Management of Violence in Japan's Armed Forces." The Journal of Japanese Studies 28, no. 1 (2002): 1-40.

Buy at Amazon Samuels, Richard J. Securing Japan: Tokyo's Grand Strategy and the Future of East Asia. Ithaca, NY: Cornell University Press, 2008, chapters 2-5. ISBN: 9780801474903.

Watanabe, Tsuneo. "The Bankruptcy of Civil-Military Relations in Japan." NIRA Review, Summer 1996.

Suggested readings

Buy at Amazon Huntington, Samuel P. The Soldier and the State: The Theory and Politics of Civil Military Relations. Cambridge, MA: Belknap Press of Harvard University Press, 1981. ISBN: 9780674817364. [P]

Buy at Amazon Janowitz, Morris. The Professional Soldier: A Social and Political Portrait. New York NY: Free Press, 1964. ISBN: 9780029161807. [P]

Buy at Amazon Maxon, Yale Candee. Control of Japanese Foreign Policy: A Study of Civil-Military Rivalry, 1930-1945. Westport, CT: Greenwood Press, 1973. ISBN: 9780837167282. [P]

Buy at Amazon Frühstück, Sabine. Uneasy Warriors: Gender, Memory and Popular Culture in the Japanese Army. Berkeley: University of California Press, 2007. ISBN: 9780520247956. [P]

Buy at Amazon Yoshida, Shigeru. The Yoshida Memoirs: The Story of Japan in Crisis. Westport, CT: Greenwood Press, 1973. ISBN: 9780837167336.

6

Japan's foreign economic policy

What are the instruments and institutions of Japanese foreign economic policy? How are trade and aid linked to security and grand strategy?

Required readings

Buy at Amazon Pempel, T. J. "Introduction: Emerging Webs of Regional Connectedness." Chapter 1 in Remapping East Asia: The Construction of a Region. Edited by T. J. Pempel. Ithaca, NY: Cornell University Press, 2005. ISBN: 9780801489099.

Buy at Amazon MacIntyre, Andrew, and Barry Naughton. "The Decline of a Japan-Led Model of the East Asian Economy." Chapter 4 in Remapping East Asia: The Construction of a Region. Edited by T. J. Pempel. Ithaca, NY: Cornell University Press, 2005. ISBN: 9780801489099.

Buy at Amazon Tsunekawa, Keiichi. "Why So Many Maps There? Japan and Regional Cooperation." Chapter 5 in Remapping East Asia: The Construction of a Region. Edited by T. J. Pempel. Ithaca, NY: Cornell University Press, 2005. ISBN: 9780801489099.

Buy at Amazon Tachiki, Dennis. "Between Foreign Direct Investment and Regionalism: The Role of Japanese Production Networks." Chapter 6 in Remapping East Asia: The Construction of a Region. Edited by T. J. Pempel. Ithaca, NY: Cornell University Press, 2005. ISBN: 9780801489099.

Suggested readings

Putnam, Robert. "Diplomacy and Domestic Politics: The Logic of Two-Level Games." International Organization 42, no. 3 (1988): 427-460.

Shaplen, Jason T., and James Laney. "Washington's Eastern Sunset: The Decline of U.S. Power in Northeast Asia." Foreign Affairs 86, no. 1 (2007): 82-97.

Cha, Victor D. "Winning Asia: Washington's Untold Success Story." Foreign Affairs 86, no. 1 (2007): 98-113.

III. Japan and the world system
7

The US alliance: a bilateral view

How do U.S.-Japan bilateral relations shape Japan's strategic choices? How do Japan and the United States balance political, military, economic, and technological interests without one another?

Required readings

Buy at Amazon Morgenthau, Hans J. Politics Among Nations. 5th rev. ed. New York: Alfred A. Knopf, 1972, pp. 188-204. ISBN: 9780394481333.

Buy at Amazon Samuels, Richard J. Securing Japan: Tokyo's Grand Strategy and the Future of East Asia. Ithaca, NY: Cornell University Press, 2008, chapters 6 and 7. ISBN: 9780801474903.

Buy at Amazon Smith, Sheila A. Shifting Terrain: The Domestic Politics of the U.S. Military Presence in Asia. Honolulu, HI: East-West Center Special Reports, no. 8, March 2006. ISBN: 9780866382038.

Buy at Amazon Ina, Hisayoshi. "Implementing the SACO and Revising the SOFA." In The Okinawa Question and the U.S.-Japan Alliance. Edited by Akikazu Hashimoto, Mike Mochizuki, and Kurayoshi Takara. Washington, DC: The Sigur Center for Asian Studies, 2005, pp. 41-50. ISBN: 9780976528302.

Buy at Amazon National Institute for Defense Studies, ed. East Asian Strategic Review, 2008. Tokyo, 2008, chapter 7.

Skim

Armitage, Richard, et al. "The United States and Japan: Advancing Toward a Mature Partnership." INSS Special Report. Washington, DC: Institute for National Strategic Studies, National Defense University, 2000. (This resource may not render correctly in a screen reader.PDF)

Clemons, Steven C. "The Armitage Report: Reading Between the Lines." JPRI Occasional Paper, no. 20. San Francisco, CA: Japan Policy Research Institute, University of San Francisco, February 2001.

Suggested readings

Buy at Amazon Armacost, Michael H. Friends or Rivals? The Insider's Account of US-Japan Relations. New York, NY: Columbia University Press, 1996. ISBN: 9780231104883. [P]

Price, John. "A Just Peace? The 1951 San Francisco Peace Treaty in Historical Perspective." JPRI Working Paper, no. 78. San Francisco, CA: Japan Policy Research Institute, University of San Francisco, February 2001.

8

China, Korea, and Southeast Asia: the regional view

From the Guam to the Fukuda to the Koizumi Doctrines and beyond. Japanese relations with its neighbors. Collective security and confidence building in Northeast, East and Southeast Asia. The rise of China, the Northern Territories, Korean Unification, the DPRK.

Required readings

Buy at Amazon Mearsheimer, John. The Tragedy of Great Power Politics. New York, NY: W. W. Norton, 2003, chapter 10. ISBN: 9780393323962. [P]

Buy at Amazon Lim, Robyn. The Geopolitics of East Asia. London, UK: Routledge, 2005, introduction, chapter 6, and conclusion. ISBN: 9780415360302. [P]

Pinkston, Daniel A., and Kazutaka Sakurai. "Japan Debates Preparing for Future Preemptive Strikes against North Korea." The Korean Journal of Defense Analysis 18, no. 4 (2006): 95-121.

Mochizuki, Mike M. "Japan's Shifting Strategy Toward the Rise of China." The Journal of Strategic Studies 30, no. 4-5 (2007): 739-776.

Suggested readings

"Japan's Comprehensive China Strategy." PHP Report, February 2008. (This resource may not render correctly in a screen reader.PDF)

Jervis, Robert. "Cooperation Under the Security Dilemma." World Politics 30, no. 2 (1978): 167-214.

Kang, David. "Getting Asia Wrong." International Security 27, no. 4 (2003): 57-85.

Tanaka, Akihiko. "Global and Regional Geostrategic Implications of China's Emergence." Asian Economic Policy Review 1, (2006): 180-196.

Buy at Amazon Cha, Victor. Alignment Despite Antagonism: The U.S.-Korea- Japan Triangle. Stanford, CA: Stanford University Press, 2000. ISBN: 9780804731928. [P]

Buy at Amazon Alagappa, Muthiah, ed. Chapters on National Security Strategies in China, Vietnam, Indonesia, Malaysia, Singapore in Asian Security Practice: Material and Ideational Influences. Edited by Muthiah Alagappa. Stanford, CA: Stanford University Press, 1998. ISBN: 9780804733472.

Vaughn, Bruce, et al. "U.S. Strategic and Defense Relationships in the Asia -Pacific Region." CRS Report for Congress, January 22, 2007.

Jones, David Martin, and Michael L. R. Smith. "Making Process, Not Progress: ASEAN and the Evolving East Asian Regional Order." International Security 32, no. 1 (2007): 148-184.

9

Japan's global role

Japan and the United Nations, ODA. The Gulf War, UN peacekeeping, anti-terrorism campaign, and Iraq. Resource diplomacy.

Required readings

Buy at Amazon Bull, Hedley. The Anarchical Society: A Study of Order in World Politics. 3rd ed. New York, NY: Columbia University Press, 2002, chapters 9 and 10. ISBN: 9780231127639.

Hughes, Christopher W. "Japan's Reemergence as a "Normal" Military Power." Adelphi Paper 368-9. London, UK: Institute for International Strategic Studies, 2004.

Buy at Amazon Samuels, Richard J. Securing Japan: Tokyo's Grand Strategy and the Future of East Asia. Ithaca, NY: Cornell University Press, 2008, chapter 8. ISBN: 9780801474903.

Mochizuki, Mike M. "Japan Tests the Nuclear Taboo." Nonproliferation Review 14, no.2 (2007): 303-328.

Suggested readings

Advisory Group on Defense Issues, ed. "The Modality of the Security and Defense Capability of Japan: The Outlook for the 21st century." Tokyo, August 1994. (Note: This group was appointed by former Prime Minister Hosokawa to review Japan's strategic posture after the Cold War. Its report was completed after Prime Minister Hosokawa left office.)

Buy at Amazon Ozawa, Ichiro. Blueprint for a New Japan. New York, NY: Kodansha, 1994. ISBN: 9784770018717. [P]

IV. Analysis and prognostication
10 Briefings/scenarios (bilateral) No readings
11 Briefings/scenarios (regional) No readings
12 Briefings/scenarios (global) No readings